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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-02-03 |
| NY | RA | APPROVED | 2023-01-17 |
| PA | RA | APPROVED | 2023-01-17 |
| VA | RA | APPROVED | 2023-01-17 |
| OR | RA | APPROVED | 2021-09-10 |
| WA | RA | APPROVED | 2017-09-05 |
| NC | RA | APPROVED | 2016-03-08 |
| AR | RA | APPROVED | 2014-09-08 |
| LA | RA | APPROVED | 2013-10-09 |
| SC | RA | APPROVED | 2013-10-03 |
| TX | RA | APPROVED | 2013-10-03 |
| FL | RA | APPROVED | 2013-07-22 |
| MI | RA | APPROVED | 2013-07-15 |
| AL | RA | APPROVED | 2013-07-08 |
| CA | RA | APPROVED | 2013-07-08 |
| CO | RA | APPROVED | 2013-07-08 |
| GA | RA | APPROVED | 2013-07-08 |
| IL | RA | APPROVED | 2013-07-08 |
| IN | RA | APPROVED | 2013-07-08 |
| IA | RA | APPROVED | 2013-07-08 |
| MO | RA | APPROVED | 2013-07-08 |
| OH | RA | APPROVED | 2013-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Savage & Assoc | Toledo | OH | 01/1994 | Present |
| Royal Alliance | Toledo | OH | 07/2013 | 08/2023 |
| Ses Financial And Benefits Consulting, Llc | Toledo | OH | 02/2004 | Present |
| Osaic Wealth, Inc | Toledo | OH | 08/2023 | Present |
1.SAVAGE & ASSOCIATES POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 145 SECURITIES TRADING HOURS: 110 START DATE: 03/20/1998 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537 DESCRIPTION: As a financial advisor, I provide securities and investment advisory services including variable and investment products along with financial advice to clients for compensation. 2.SAVAGE & ASSOCIATES POSITION: Other/agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HRS: 25 SECURITIES TRADING HRS: 20 START DATE: 12/20/1994 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537 DESCRIPTION: Insurance agent, I sell life, health, disability, vision, long-term care insurance and annuities 3.CAROLYN AND SEAN SAVAGE POSITION: Author NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 12/12/2009 ADDRESS: 4325 Holt Road, Sylvania OH 43560 DESCRIPTION: Co-authored book titled Inconceivable 4. ST. JOHNS JESUIT HIGH SCHOOL & ACADEMY POS: Board of Director NATURE: 501(c)(3) (St. Johns Jesuit High School & Academy) INV REL: No NO OF HRS:8 SEC TRADING HRS: 5 DATE: 11/13/24 ADD: 5901 Airport Highway, Toledo OH 43615 DESC: Member of St. Johns Jesuit High School & Academy Board of Directors. I give input and feedback to school president, participate in governance of org. and provide strategic direction. St. Johns Jesuit has website and actively markets St. Johns Jesuit. St. Johns Jesuit has announced me as member of Board 5. SES FINANCIAL & BENEFITS CONSULTING LLC POS: Member NATURE: Limited Liability Company (LLC) INV REL: Yes NO OF HRS:10 SEC TRADING HRS:10 DATE: 12/17/04 ADD:655 Beaver Creek Cir, Maumee OH 43537 DESC:I oversee insurance and securities business, payroll, oversee employees,& facilitate banking related to SES Financial & Benefits LLC. Some insurance business is produced in name of SES Financial & Benefits Consulting LLC and income from Savage & Associates is predominantly payable to SES Financial & Benefits Consulting LLC. 6. SEAN SAVAGE POS: Insurance Agent NATURE: Sole Proprietorship INV REL: Yes NO OF HRS:15 SEC TRADING HRS:12 DATE:12/14/93 ADD:655 Beaver Creek Cir, Maumee OH 43537 DESC: I sell life, health LTC, disability, vision, dental insurance and fixed annuities 7. ST. JOHNS JESUIT POS: Committee Member/Marketing Chair Ameritus NATURE: 501c3 INV REL: No NO OF HRS: 3 SEC TRADING HOURS: 2 DATE: 03/20/18 ADD: 5901 Airport Highway, Toledo OH 43615, US DESC: As a sub-committee to the board, the committee provides feedback and input on marketing and admissions related activity for the institution. Please note I am a member of the St. Johns Jesuit Board of Directors. I was recently given the title Marketing Chair Ameritus as I was formerly co-chair of this committee and now I am a committee member. My service on this committee goes back numerous years and even I believe prior to date indicated above. 8. SAVAGE & ASSOCIATES POSITION: Certified Financial Planner (R) NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 145 SECURITIES TRADING HOURS: 110 START DATE: 03/20/1998 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: As a Certified Financial Planner (R), I provide securities and investment advisory services including variable and investment products along with financial advice to clients for compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-15 |
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