William Edward Knudsen

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-02-02
MI	RA	APPROVED	2015-06-30

TX RA
APPROVED_RES

Since 2017-02-02
MI RA
APPROVED

Since 2015-06-30

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034-5521 • United States

4141 Jackson Blvd, Ann Arbor, MI 48103 • United States

9200 N. Haggerty Rd., Plymouth, MI 48170 • United States

47230 Hayes Rd, Macomb, MI 48044 • United States

123 Brighton Lke Rd Ste 102, Brighton, MI 48116 • United States

14921 Middlebelt Rd, Livonia, MI 48154 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Plymouth	MI	06/2015	Present

06/2015 → Present

Lpl Financial, Llc

Plymouth, MI

Previous Registrations

2008-10-22 → 2015-07-21

The Huntington Investment Company

West Bloomfield, MI

Novi, MI

Novi, MI

Northville Township, MI
2007-12-18 → 2008-03-25

Chase Investment Services Corp.

Plymouth, MI
2005-02-17 → 2007-11-30

Fifth Third Securities, Inc.

Northville, MI

Northville, MI

Other Businesses

(1) 6/29/2015: AMERICA GROUP RETIREMENT STRATEGY CENTERS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 100% TIME SPENT. (2) 6/30/2015: MECU FINANCIAL - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 100%. (3) 2/7/2017 - Precision Brokerage Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/17/2017 - 2 Hours Per Month During Securities Trading. (4) 1/25/2018 - William Knudsen Financial - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/22/2018 - 120 Hours Per Month/6 Hours During Securities Trading (5) 5/16/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/19/2018 - 1 Hour Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-21
S65	Uniform Investment Adviser Law Examination	2001-05-12
S63	Uniform Securities Agent State Law Examination	1999-02-08

S66 Uniform Combined State Law Examination

2008-10-21
S65 Uniform Investment Adviser Law Examination

2001-05-12
S63 Uniform Securities Agent State Law Examination

1999-02-08

View on SEC IAPD