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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-02-23
  • IL RA
    APPROVED
    Since 2009-02-23

Branch Locations

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

1821 Walden Office Square, Suite 400, Schaumburg, IL 60173 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ausdal Financial Partners, Inc. Schaumburg IL 02/2009 Present
Previous Registrations
  • 2005-02-01 → 2009-02-18
    Waterstone Financial Group, Inc.
    Schaumburg, IL
    Schaumburg, IL
Other Businesses

FIXED INDEXED ANNUITIES,FIXED INSURANCE SALES, AND FIXED LIFE INSURANCE; 1821 WALDEN OFFICE SQUARE, STE 400, SCHAUMBURG, IL; AGENT; BEGAN 1/1/1998 (FIXED INDEXED ANNUITIES BEGAN 7/18/2016); I DEVOTE APPX 5 HRS PER MONTH ALL DURING TRADING HOURS TO THIS ACTIVITY; CONSULT AND SALE OF FIXED INSURANCE PRODUCTS THROUGH VARIOUS CARRIERS; COMPENSATION IS COMMISSION. INTEGRITY FINANCIAL SERVICES, LLC; INVESTMENT RELATED; SCHAUMBURG, IL; DBA; PRESIDENT; ACTIVITY BEGAN IN 2007; I DEVOTE NO TIME TO THIS ACTIVITY; THIS LLC IS SET UP AS DOING BUSINESS AS, THERE IS NO SEPARATE ACTIVITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-22
S63 Uniform Securities Agent State Law Examination 1998-05-02
  • S65 Uniform Investment Adviser Law Examination
    2004-12-22
  • S63 Uniform Securities Agent State Law Examination
    1998-05-02
Designations

View on SEC IAPD

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