Seth J King

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → 04/2026
  Pinnacor Financial Group, Inc.
  Denver, CO
• 12/2008 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 12/2008 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 04/2026 → Present
  Financial Planning Alternatives
  Denver, CO

Previous Registrations

• 2003-04-30 → 2008-12-20
  Securities America Advisors, Inc.
  Denver, CO
  Denver, CO

Other Businesses

1) FINANCIAL PLANNING ALTERNATIVES, 501 South Cherry St, Suite 1100, Denver CO 80246, 01/2017, PARTNER, INSURANCE/BENEFITS/HUMAN RESOURCES, NIR, 12 HR/MO, 4 HR/MO TRADING 2) OPERATION STRENGTH INC. ROARING BRANCH, PA. STARTED 1/2014 AS BOARD MEMBER. THE GOAL OF THE ORGANIZATION IS TO ASSIST THE MOST VULNERABLE PERSONS AFFECTED BY CRISIS OR CHRONIC NEED WITHOUT REGARD TO THEIR RACE, RELIGION, GENDER, OR SEXUAL ORIENTATION. NIR - SPENDS 1 HR/MO, NONE DURING TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2008 AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 20/TRADING. 4) FINANCIAL PLANNING ALTERNATIVES, 501 South Cherry Street, Denver CO 80246, 01/2015, INVESTMENT ADVISOR REPRESENTATIVE, DBA NAME, INV REL, 120 HR/MO, 100 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-22
• S63 Uniform Securities Agent State Law Examination
  2002-03-06

Designations

• Chartered Financial Consultant

Other Names

• Seth J King