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Ruby Yingchi Lin

Rbc Capital Markets, LLC

San Jose, CA

Palo Alto, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-18
CA RA APPROVED 2023-02-27
  • TX RA
    APPROVED_RES
    Since 2024-11-18
  • CA RA
    APPROVED
    Since 2023-02-27

Branch Locations

99 Almaden Boulevard Suite 300, San Jose, CA 95113-1603 • United States

Palo Alto, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Menlo Park CA 02/2008 02/2023
Bank Of America, N.A. Menlo Park CA 08/2009 02/2023
Rbc Capital Markets, Llc San Jose CA 02/2023 Present
City National Bank San Jose CA 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-27
S63 Uniform Securities Agent State Law Examination 1998-05-11
  • S65 Uniform Investment Adviser Law Examination
    1999-07-27
  • S63 Uniform Securities Agent State Law Examination
    1998-05-11
Other Names
  • Yingchi Lin

View on SEC IAPD

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