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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-05-17 |
| FL | RA | APPROVED | 1998-12-08 |
Branch Locations
1290 Weston Rd Ste 200, Weston, FL 33326 • United States
Parkland, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Weston | FL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Weston | FL | 03/2020 | Present |
Business Ownership; BP Management Corp (formerly Penland Management Corporation); Owner; Office Management; 1290 Weston Rd, Ste 200, Weston, FL, 33326; Not Investment-Related; 06/10/2005; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-10 |
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