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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-10 |
| TX | RA | APPROVED | 2021-06-10 |
| NY | RA | APPROVED | 2021-05-15 |
Branch Locations
Fort Myers, FL • United States
80 Washington St Ste E11, Norwell, MA 02061 • United States
Hanover, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hingham | MA | 06/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Norwell | MA | 03/2020 | Present |
Independent Insurance Brokering; American General; 07/08/2014; / Harvard Pilgrim; 04/01/2015; / Integrity Life Insurance; 06/28/2021; / Guardian; 01/17/2011; Fixed Annuity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-24 |
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