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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-10
TX RA APPROVED 2021-06-10
NY RA APPROVED 2021-05-15
  • FL RA
    APPROVED
    Since 2026-04-10
  • TX RA
    APPROVED
    Since 2021-06-10
  • NY RA
    APPROVED
    Since 2021-05-15

Branch Locations

Fort Myers, FL • United States

80 Washington St Ste E11, Norwell, MA 02061 • United States

Hanover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hingham MA 06/2014 03/2020
Ameriprise Financial Services, Llc Norwell MA 03/2020 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; American General; 07/08/2014; / Harvard Pilgrim; 04/01/2015; / Integrity Life Insurance; 06/28/2021; / Guardian; 01/17/2011; Fixed Annuity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-03
S63 Uniform Securities Agent State Law Examination 1999-11-24
  • S65 Uniform Investment Adviser Law Examination
    2009-11-03
  • S63 Uniform Securities Agent State Law Examination
    1999-11-24
Other Names
  • Bill Cratty

View on SEC IAPD

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