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Ena T Lopez Rodriguez

Hsbc Securities (Usa) Inc.

New York, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-16
  • FL RA
    APPROVED
    Since 2022-11-16

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa Miami FL 06/2000 08/2020
Hsbc Securities (Usa) Inc. New York City NY 01/2005 08/2020
Citigroup Global Markets Inc Miami FL 01/2021 06/2022
Unemployed Miami FL 09/2020 01/2021
Citibank Na Miami FL 01/2021 06/2022
Citi International Financial Services Llc Miami FL 01/2021 07/2021
Hsbc Securities (Usa) Inc. Miami FL 08/2022 Present
Hsbc Bank Usa, N.A. Miami FL 07/2022 Present
  • 06/2000 → 08/2020
    Hsbc Bank Usa
    Miami, FL
  • 01/2005 → 08/2020
    Hsbc Securities (Usa) Inc.
    New York City, NY
  • 01/2021 → 06/2022
    Citigroup Global Markets Inc
    Miami, FL
  • 09/2020 → 01/2021
    Unemployed
    Miami, FL
  • 01/2021 → 06/2022
    Citibank Na
    Miami, FL
  • 01/2021 → 07/2021
    Citi International Financial Services Llc
    Miami, FL
  • 08/2022 → Present
    Hsbc Securities (Usa) Inc.
    Miami, FL
  • 07/2022 → Present
    Hsbc Bank Usa, N.A.
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-08
S63 Uniform Securities Agent State Law Examination 1998-04-01
  • S66 Uniform Combined State Law Examination
    2021-05-08
  • S63 Uniform Securities Agent State Law Examination
    1998-04-01
Other Names
  • Ena Lopez
  • Ena T Lopez

View on SEC IAPD

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