Kelly Ferguson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 09/2016
  Morgan Stanley Smith Barney
  Chicago, IL
• 09/2016 → 11/2016
  Jp Morgan Chase
  Chicago, IL
• 09/2016 → 11/2016
  Jp Morgan Securities Llc
  Chicago, IL
• 12/2016 → 11/2017
  Wells Fargo Clearing Services, Llc
  Northbrook, IL
• 11/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
• 01/2017 → 11/2017
  J Alexander Restaurant
  Northbrook, IL

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-12-18

Other Names

• Kelly N Fergusen
• Kelly Nicole Ferguson