Malcolm Bradley Cain

Employer firm

Asset Growth Associates Wealth Advisors CRD 160090

$14.2M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 01/2017
  Citizens National Bank
  Tyler, TX
• 05/2015 → 01/2017
  Cetera Investment Services Llc
  St Cloud, MN
• 05/2015 → 01/2017
  Cetera Investment Advisors
  Tyler, TX
• 03/2017 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2017 → Present
  Cetera Wealth Advisors
  Tyler, TX
• 06/2026 → Present
  Texas Registered Financial Consultants, Pllc
  Tyler, TX

Previous Registrations

• 2023-06-29 → 2026-08-18
  Cetera Investment Advisers Llc
  Lindale, TX
  Tyler, TX
• 2018-01-08 → 2023-06-29
  Cetera Wealth Services, Llc
  Tyler, TX
  Tulsa, OK
  Tyler, TX
• 2017-04-05 → 2017-12-31
  Cetera Wealth Services, Llc
  Tulsa, OK
  Lindale, TX
  Lindale, TX
• 2015-05-07 → 2017-01-11
  Cetera Investment Advisers Llc
  Tyler, TX
• 2015-01-28 → 2015-04-28
  Capital One Advisors, Llc
  Seattle, WA
• 2014-02-18 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
• 2012-09-10 → 2014-02-18
  Investment Professionals, Inc.
  San Antonio, TX
  Tyler, TX
• 2008-06-25 → 2012-09-04
  Chase Investment Services Corp.
  Tyler, TX
  Tyler, TX
  Tyler, TX
  Tyler, TX
  Tyler, TX
  Tyler, TX
• 2005-12-19 → 2008-06-19
  Td Ameritrade, Inc.
  Fort Worth, TX
  Southlake, TX
  Fort Worth, TX
• 2006-05-16 → 2008-06-19
  Td Ameritrade Investment Management, Llc
  Ft Worth, TX
  Southlake, TX

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 3/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, & VOLUNTARY BENEFITS (2) NAME OF OTHER BUSINESS: LESLIE CAIN REALTY, LLC INVESTMENT RELATED: NO ADDRESS: 403 W HUBBARD LINDALE TX 75771 NATURE OF BUSINESS: RESIDENTIAL / COMMERCIAL REAL ESTATE START DATE: 01/2014 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: CO-OWNER - REAL ESTATE (3) NAME OF OTHER BUSINESS: 4LIONS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PURCHASING AND REHABBING PROPERTIES TO SELL

Exams

• S66 Uniform Combined State Law Examination
  2005-12-12
• S63 Uniform Securities Agent State Law Examination
  1999-11-18

Other Names

• Brad Cain
• Malcolm Bradley Cain
• Malcolm Bradley Cain