Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-06-24
NJ RA APPROVED 2004-04-16
  • TX RA
    APPROVED_RES
    Since 2004-06-24
  • NJ RA
    APPROVED
    Since 2004-04-16

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 03/1998 Present
Bank Of America, N.A. Florham Park NJ 04/2011 Present
Other Businesses

I*5595285 Entity Type: N/A Name of OBA: None Address: Morris Plains, New Jersey, 07950 Investment Related: No Position, Title, Association: Executor Employee Start Date: 08/27/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0, Monthly Duties: Father

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-06-29
  • S66 Uniform Combined State Law Examination
    1998-06-29
Other Names
  • John D (Iii) Shaw

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Florham Park, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor