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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
9836 Rea Rd, Charlotte, NC 28277 • United States
4525 Sharon Rd, Charlotte, NC 28211 • United States
8334 Pineville Matthews Rd, Charlotte, NC 28226 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 03/2011 | 10/2019 |
| Tiaa | Charlotte | NC | 03/2011 | 10/2019 |
| U.S. Bancorp Investments, Inc. | Charlotte | NC | 10/2019 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Charlotte | NC | 02/2026 | Present |
St. James Lutheran Church; Not Investment-Related; South Concord, NC; Church; Board member and Chairman; 12/15/2025; 8 hours/mo; 0 hours/trading; will be in charge of running board meetings, delegating committee duties, presenting the congregation updates and work on the church budget.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-21 |
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