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Cwm, LLC CRD 155344
$50.6B regulatory AUM 248 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade Inc | Omaha | NE | 02/1998 | 01/2024 |
| Charles Schwab And Co., Inc. | Omaha | NE | 03/2023 | 01/2024 |
| Unemployed | Omaha | NE | 01/2024 | 04/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2024 | Present |
| Cwm,Llc Dba Carson Wealth Partners | Omaha | NE | 04/2024 | Present |
| Cwm, Llc Dba Carson Partners | Omaha | NE | 04/2024 | Present |
1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: REGIONAL SUPERVISION MANAGER START DATE: 04/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: I WILL BE SUPERVISING ADVISORS FOR THEIR DAY TO DAY OPERATIONS 2. NAME OF OTHER BUSINESS: CWM,LLC DBA CARSON WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2024 POSITION/TITLE/RELATIONSHIP: REGIONAL SUPERVISION MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: SUPERVISING ADVISORS FOR THEIR DAILY BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-10 |
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