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2211 Rimland Drive Suite 401, Bellingham, WA 98226 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-11-07 |
| WA | RA | APPROVED | 2024-01-10 |
Branch Locations
2211 Rimland Drive Suite 401, Bellingham, WA 98226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tradewinds Capital Management, Llc | Bellingham | WA | 11/2020 | Present |
| First Community Credit Union | Chesterfield | MO | 03/2019 | 11/2020 |
| Vantage Credit Union | St. Louis | MO | 06/2017 | 03/2019 |
| Gallagher Bassett | St. Louis | MO | 09/2016 | 06/2017 |
| Unemployed | Ballwin | MO | 03/2015 | 09/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-10 |
| S66 | Uniform Combined State Law Examination | 2007-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-15 |
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