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13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-08-15 |
Branch Locations
16091 Swingley Ridge Rd, Suite 110, Chesterfield, MO 63017 • United States
13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wildwood | MO | 03/2008 | Present |
| Legends Financial Services Group Llc | Wildwood | MO | 08/2016 | Present |
| Cornerstone Wealth Management, Llc | Chesterfield | MO | 10/2016 | Present |
(1) 03/13/2008: Legends Financial Services - Non-Variable Insurance DBA - Investment Related - At Reported Business Location(s) - 25% Time Spent - Sales of fixed insurance, individual and group life and health. (2) 03/13/2008: Legends Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 10/06/2016: Cornerstone Wealth Management, LLC - Registered Investment Advisor Hybrid - DBA: (Hybrid) Cornerstone Wealth Management, LLC - Investment Related - 16091 Swingley Ridge Rd, Suite 215, Chesterfield, MO 63017 - Start 09/01/2016 - 40 Hr/Mo; 8 Hour(s) During Securities Trading - I provide investment advisory services through Cornerstone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in September 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 10/06/2016: CORNERSTONE WEALTH MANAGEMENT, LLC - Registered Investment Advisor DBA - DBA: (Hybrid) Legends Financial Services Group, LLC - Investment Related - 116091 Swingley Ridge Rd, Suite 110 Chesterfield, MO 63017 - Start 10/01/2016 - 40 Hr/Mo; 8 Hour(s) During Securities Trading - IAR (5) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 40 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-15 |
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