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111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-07 |
Branch Locations
975 West Alisal Street Suite G, Salinas, CA 93901 • United States
111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Salinas | CA | 06/2009 | 08/2021 |
| None | Salinas | CA | 08/2021 | 12/2021 |
| International Assets Advisory, Llc | Salinas | CA | 12/2021 | Present |
| International Assets Investment Management, Llc | Salinas | CA | 12/2021 | Present |
1) KNAPP FINANCIAL GROUP, LLC 975 W. ALISAL STREET, SUITE G, SALINAS, CA 93901 - PRIVATE LABEL ENTITY FOR FINANCIAL BUSINESS - OWNER/MEMBER SINCE 6/2009 - LESS THAN 1 HR/MO - NO COMPENSATION 2) KNAPP WEALTH MANAGEMENT/KNAPP WEALTH 975 W. ALISAL STREET, SUITE G, SALINAS, CA 93901 - DBA OF KNAPP FINANCIAL GROUP, LLC - ENTITY TO HOLD DOMAIN NAMES - OWNER SINCE 12/2012 - LESS THAN 1 HR/MO - NO COMPENSATION 3) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 12/2021 - APPROX 40 HRS/MO - FEE BASED COMPENSATION
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-25 |
| S65 | Uniform Investment Adviser Law Examination | 1998-08-25 |
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