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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-05 |
| IL | RA | APPROVED | 2021-12-14 |
| TX | RA | APPROVED_RES | 2021-12-14 |
Branch Locations
444 E Hillcrest Dr., Suite 120, Dekalb, IL 60115 • United States
805 Plainfield Rd, Suite 112, Darien, IL 60561 • United States
Bradenton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prairieland Homes, Llc | Sycamore | IL | 09/2006 | Present |
| World Equity Group | Sycamore | IL | 01/2008 | 12/2021 |
| Capital World Advisors, Inc | Dekalb | IL | 06/2014 | Present |
| Cwa Accounting, Inc | Dekalb | IL | 06/2014 | Present |
| Lpl Financial Llc | Dekalb | IL | 12/2021 | Present |
1.12/14/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Capital World Advisors Inc; Investment Related; at Reported Business Location(s); Start Date 10/01/2021; hrs/mth; hrs during trading 2.12/14/2021; PRAIRIELAND HOMES, LLC; Real Estate Rental; Investment Related; Suite 320,DeKalb; Start Date 09/01/2006; 15hrs/mth; hrs during trading 3.12/14/2021; CHARLES RUTENBERG REALTY OF ILLINOIS LLC; Real Estate Rental; Investment Related; Naperville,IL; Start Date 09/01/2006; 2hrs/mth; hrs during trading 4.05/23/2024; NONE; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/06/2024; 5hrs/mth; 0hrs during trading 5.04/13/2026; Sea Glass Shanties LLC; Real Estate Rental; Not Investment Related; Bradenton,FL; Start Date 10/15/2025; 2hrs/mth; 0hrs during trading 6.08/10/2026; CWA ACCOUNTING INC; Tax Prep/Accounting/CPA; Investment Related; DARIEN,IL; Start Date 12/14/2021; 80hrs/mth; 40hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-15 |
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