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State Farm Investment Management Corp.

Lakeville, MN

CRD 3028036

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2018-08-06
MN RA APPROVED 2018-07-31
WI RA APPROVED 2018-07-31
  • ND RA
    APPROVED
    Since 2018-08-06
  • MN RA
    APPROVED
    Since 2018-07-31
  • WI RA
    APPROVED
    Since 2018-07-31

Branch Locations

Lakeville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Insurance Lakeville IN 03/2013 Present
State Farm Vp Management Corp Lakeville MN 03/2013 Present
State Farm Investment Management Corp Lakeville MN 07/2018 Present
  • 03/2013 → Present
    State Farm Insurance
    Lakeville, IN
  • 03/2013 → Present
    State Farm Vp Management Corp
    Lakeville, MN
  • 07/2018 → Present
    State Farm Investment Management Corp
    Lakeville, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-29
  • S63 Uniform Securities Agent State Law Examination
    1998-05-29
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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