Alexander Robert Nuno

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2026 → Present
  First Horizon Bank
  Houston, TX
• 06/2026 → Present
  Lpl Financial Llc
  Houston, TX
• 11/2025 → 03/2026
  Unemployed
  Houston, TX
• 10/2015 → 10/2022
  Comerica Securities, Inc.
  Houston, TX
• 08/2015 → 10/2022
  Comerica Bank
  Houston, TX
• 10/2022 → 11/2025
  Bok Financial Securities, Inc.
  San Antonio, TX
• 10/2022 → 11/2025
  Bokf, Na
  San Antonio, TX

Previous Registrations

• 2022-10-19 → 2025-11-20
  Bok Financial Securities, Inc.
  Plano, TX
  Houston, TX
  San Antonio, TX
  Plano, TX
• 2015-10-06 → 2022-10-11
  Comerica Securities
  Houston, TX
• 2012-01-05 → 2015-08-18
  Amegy Investments, Inc.
  Houston, TX
• 2011-11-07 → 2011-12-20
  Citigroup Global Markets Inc.
  Houston, TX
• 2011-01-03 → 2011-09-09
  Wells Fargo Clearing Services, Llc
  Houston, TX
  Houston, TX
  Charlotte, NC
• 2007-06-26 → 2011-01-03
  Wells Fargo Investments, Llc
  Houston, TX
• 2004-02-26 → 2007-06-20
  Banc Of America Investment Services, Inc.
  Houston, TX
  Houston, TX

Other Businesses

1. “Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Inv Rel - At Reported Business Location (s) - 06/2026” 2. 06/2026 - First Horizon Advisors - Financial Institution Duty - Investment related - Houston TX 77046 - 100 Hrs/Mth - 100 Hrs During Trading - OBA start date: 05/27/2026

Exams

• S66 Uniform Combined State Law Examination
  2005-02-07
• S63 Uniform Securities Agent State Law Examination
  1998-03-20