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55 West Street Suite 201, Walpole, MA 02081 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-02 |
| NY | RA | APPROVED | 2022-10-05 |
Branch Locations
55 West Street Suite 201, Walpole, MA 02081 • United States
173 Main St Po Box 718, Salem, NY 12865 • United States
28 Corporate Drive Suite 100, Clifton Park, NY 12065 • United States
292 Washington Ave Ext Suite #105, Albany, NY 12203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Advisors | Delmar | NY | 04/2013 | 10/2016 |
| Investacorp, Inc. | Miami | FL | 10/2016 | 07/2020 |
| Investacorp Advisory Services | Miami | FL | 10/2016 | 07/2020 |
| Securities America, Inc. | Clifton Park | NY | 07/2020 | 12/2022 |
| Securities America Advisors | Clifton Park | NY | 07/2020 | 12/2022 |
| The Patriot Financial Group, Llc | Salem | NY | 10/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2022 | 02/2023 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2022 | Present |
1) THE PATRIOT FINANCIAL GROUP, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, SEC REGISTERED INVESTMENT ADVISER, INVESTMENT ADVISER REPRESENTATIVE, ADVISORY BUSINESS, 10H/WEEK, 5H/WEEK DURING TRADING HOURS, SINCE 10/2022 2) FLEX FINANCIAL PLANNING, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR INVESTMENT AND ADVISORY BUSINESS, HELP CLIENTS CREATE PERSONAL STATEMENT OF PURPOSE, SET FINANCIAL GOALS, INVESTMENT STRATEGIES/PLAN, 40H/WEEK, SINCE 01/2018 3) RACHEL LAUBER & CLINTON LAUBER, RENTAL, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, COLLECT RENT, 1H/WEEK, SINCE 01/2020.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-02-27 |
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