April Schwab Duhigg

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 07/2011 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 09/2025 → Present
  River & Ridge Holdings Llc
  Charlotte, NC

Previous Registrations

• 2010-10-26 → 2011-07-19
  Morgan Stanley
  Charlotte, NC
  Purchase, NY
• 2007-09-12 → 2010-09-20
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: FULL AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: FULL AGENT START DATE: 01/2020 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FULL AGENT FOR IMMEDIATE FAMILY MEMBER NAME OF BUSINESS: RIVER & RIDGE HOLDINGS LLC INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: RENTAL PROPERTY POSITION: OWNER START DATE: 09/2025 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-11
• S63 Uniform Securities Agent State Law Examination
  1998-04-23

Designations

• Certified Financial Planner

Other Names

• April Marie Schwab
• April S Duhigg