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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-12-01 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
Plymouth, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hyannis | MA | 09/2013 | 11/2021 |
| Massmutual | Springfield | MA | 11/2021 | Present |
| Mml Investors Services, Llc | Mashpee | MA | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-01-27 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-12 |
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