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Jan Scott Gundersen

Capital Client Group, Inc.

Los Angeles, CA

La Canada, CA

CRD 4055834

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-20
  • CA RA
    APPROVED
    Since 2016-06-20

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

La Canada, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 12/2015 03/2023
Capital Group / Capital Client Group, Inc. Los Angeles CA 03/2023 05/2025
Capital Group/Capital Client Group, Inc. Los Angeles CA 05/2025 Present
  • 12/2015 → 03/2023
    American Funds
    Los Angeles, CA
  • 03/2023 → 05/2025
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
  • 05/2025 → Present
    Capital Group/Capital Client Group, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-29
  • S63 Uniform Securities Agent State Law Examination
    2023-06-29
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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