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Christopher Charles Dahlquist

LPl Enterprise, LLC

Maple Grove, MN

St Louis Park, MN

CRD 3026864

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • MN RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

Maple Grove, MN • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. St Louis Park MN 03/1998 11/2024
Prudential Insurance Company Of America St.LOuis Park MN 03/1998 Present
Lpl Enterprise, Llc St. Louis Park MN 11/2024 Present
Previous Registrations
Other Businesses

1.09/06/2024; NORTHERN LIGHTS FINANCIAL GROUP; DBA for LPL business; YES inv related ; 160 hrs/mo non trading; 150 hrs/mo trading; 03/26/1998 2.09/04/2024; MN NHL ALUMNI ASSOC; NON profit board member; YES inv related; 10 hrs/mo non trading ; 1 hrs /mo trading ; 01/01/2016 3. 09/04/2024; BOYS AND TYLER FINANCIAL; Non variable ins; YES inv related; 0hrs/mo non trading; 0 hrs/mo trading; 03/01/2016 MN NHL Alumni Association~PO Box 11133, St Paul, MN 55111-0133~Hockey~N~VP - Conducting meetings decisions for charitable giving. MN Wild charity events.~08/2001~1 hrs/mo~0 trading hrs/mo Pacificare Life Assurance Company-Symphonix Health Insurance Inc NONE SPONSORED HEALTH INSURANCE SALES AND/OR SERVICE. POSITION: Heath insurance sales and service NATURE: Healthcare and Social Assistance INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 06/30/2003 ADDRESS: 600 South Highway 169, Suite 1000, St. Louis Park MN 55426, United States DESCRIPTION: Sales and service of health insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-26
  • S66 Uniform Combined State Law Examination
    1998-05-26

View on SEC IAPD

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