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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
Maple Grove, MN • United States
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | St Louis Park | MN | 03/1998 | 11/2024 |
| Prudential Insurance Company Of America | St.LOuis Park | MN | 03/1998 | Present |
| Lpl Enterprise, Llc | St. Louis Park | MN | 11/2024 | Present |
1.09/06/2024; NORTHERN LIGHTS FINANCIAL GROUP; DBA for LPL business; YES inv related ; 160 hrs/mo non trading; 150 hrs/mo trading; 03/26/1998 2.09/04/2024; MN NHL ALUMNI ASSOC; NON profit board member; YES inv related; 10 hrs/mo non trading ; 1 hrs /mo trading ; 01/01/2016 3. 09/04/2024; BOYS AND TYLER FINANCIAL; Non variable ins; YES inv related; 0hrs/mo non trading; 0 hrs/mo trading; 03/01/2016 MN NHL Alumni Association~PO Box 11133, St Paul, MN 55111-0133~Hockey~N~VP - Conducting meetings decisions for charitable giving. MN Wild charity events.~08/2001~1 hrs/mo~0 trading hrs/mo Pacificare Life Assurance Company-Symphonix Health Insurance Inc NONE SPONSORED HEALTH INSURANCE SALES AND/OR SERVICE. POSITION: Heath insurance sales and service NATURE: Healthcare and Social Assistance INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 06/30/2003 ADDRESS: 600 South Highway 169, Suite 1000, St. Louis Park MN 55426, United States DESCRIPTION: Sales and service of health insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-05-26 |
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