Rocco Depalma

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL
• 09/2009 → Present
  Bank Of America,Na
  Boca Raton, FL

Previous Registrations

• 2001-11-06 → 2008-04-07
  Citigroup Global Markets Inc.
  Boca Raton, FL
  Boca Raton, FL

Other Businesses

I*1653301, Entity Type: Fiduciary role, Name of OBA: J D Rev Trust U/A DTD 05/12/2023 , Address: delray beach ,Florida 33556, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 01/03/2024, No Hours: 1, No Hours during trading: 1, Duties: Trustee

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-28
• S63 Uniform Securities Agent State Law Examination
  1998-04-13