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Inactive

James Philip Wood

Paul Winkler, Inc.

Goodlettsville, TN

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Current Employers
Paul Winkler, Inc.

3050 Business Park Circle Suite 503, Goodlettsville, TN 37072 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-01-31
MS RA APPROVED 2021-10-18
NC RA APPROVED 2020-06-13
KY RA APPROVED 2016-03-25
CA RA APPROVED 2015-06-18
TN RA APPROVED 2014-09-23
  • AR RA
    APPROVED
    Since 2022-01-31
  • MS RA
    APPROVED
    Since 2021-10-18
  • NC RA
    APPROVED
    Since 2020-06-13
  • KY RA
    APPROVED
    Since 2016-03-25
  • CA RA
    APPROVED
    Since 2015-06-18
  • TN RA
    APPROVED
    Since 2014-09-23

Branch Locations

3050 Business Park Circle Suite 503, Goodlettsville, TN 37072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paul Winkler, Inc. Goodlettsville TN 09/2014 Present
Previous Registrations
  • 2014-01-14 → 2015-12-31
    A Clear Strategy, Llc
    San Ramon, CA
  • 2013-01-02 → 2014-01-10
    Signature Investments, Inc.
    San Ramon, CA
    Dayton, OH
    Dayton, OH
  • 2012-05-01 → 2012-12-31
    Sicor Securities Inc
    Dayton, OH
    Dayton, OH
    San Ramon, CA
    Dayton, OH
  • 2010-04-01 → 2012-05-07
    Cambridge Investment Research Advisors, Inc.
    San Ramon, CA
  • 1998-10-19 → 2010-04-05
    Osaic Fa, Inc.
    San Ramon, CA
    San Ramon, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-04-08
  • S66 Uniform Combined State Law Examination
    1998-04-08
Designations
Other Names
  • Jim Wood

View on SEC IAPD

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NENA MARIE HOWDEN
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Other Offices

EDWARD JONES · GOODLETTSVILLE, TN
THRIVENT INVESTMENT MANAGEMENT INC. · GOODLETTSVILLE, TN
CETERA INVESTMENT ADVISERS LLC · GOODLETTSVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · GOODLETTSVILLE, TN
EDWARD JONES · GOODLETTSVILLE, TN
LPL FINANCIAL LLC · Goodlettsville, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MADISON, TN
SAGEGUARD FINANCIAL GROUP, LLC · GOODLETTSVILLE, TN

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