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James Philip Wood

Paul Winkler, Inc.

Goodlettsville, TN

CRD 3026680

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Employer firm

Paul Winkler, Inc. CRD 119342

$1.28B regulatory AUM 22 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Paul Winkler, Inc.

3050 Business Park Circle Suite 503, Goodlettsville, TN 37072 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-01-31
MS RA APPROVED 2021-10-18
NC RA APPROVED 2020-06-13
KY RA APPROVED 2016-03-25
CA RA APPROVED 2015-06-18
TN RA APPROVED 2014-09-23
  • AR RA
    APPROVED
    Since 2022-01-31
  • MS RA
    APPROVED
    Since 2021-10-18
  • NC RA
    APPROVED
    Since 2020-06-13
  • KY RA
    APPROVED
    Since 2016-03-25
  • CA RA
    APPROVED
    Since 2015-06-18
  • TN RA
    APPROVED
    Since 2014-09-23

Branch Locations

3050 Business Park Circle Suite 503, Goodlettsville, TN 37072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paul Winkler, Inc. Goodlettsville TN 09/2014 Present
Previous Registrations
  • 2014-01-14 → 2015-12-31
    A Clear Strategy, Llc
    San Ramon, CA
  • 2013-01-02 → 2014-01-10
    Signature Investments, Inc.
    San Ramon, CA
    Dayton, OH
    Dayton, OH
  • 2012-05-01 → 2012-12-31
    Sicor Securities Inc
    Dayton, OH
    Dayton, OH
    San Ramon, CA
    Dayton, OH
  • 2010-04-01 → 2012-05-07
    Cambridge Investment Research Advisors, Inc.
    San Ramon, CA
  • 1998-10-19 → 2010-04-05
    Osaic Fa, Inc.
    San Ramon, CA
    San Ramon, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-04-08
  • S66 Uniform Combined State Law Examination
    1998-04-08
Designations
  • Certified Financial Planner
Other Names
  • Jim Wood

View on SEC IAPD

Nearby Firms

EDWARD JONES
THRIVENT INVESTMENT MANAGEMENT INC.
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

Bridgit Lee Bennett
Garrett Donavon Dickerson
Jordan Taylor Coffey

Nearby Offices

EDWARD JONES · GOODLETTSVILLE, TN
THRIVENT INVESTMENT MANAGEMENT INC. · GOODLETTSVILLE, TN
CETERA INVESTMENT ADVISERS LLC · GOODLETTSVILLE, TN

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