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Christopher W Broering

Strategic Advisers LLC

Covington, KY

Southgate, KY

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-10-23
TX RA APPROVED 2025-10-23
  • KY RA
    APPROVED
    Since 2025-10-23
  • TX RA
    APPROVED
    Since 2025-10-23

Branch Locations

100 Crosby Pkwy, Covington, KY 41015-4325 • United States

Southgate, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. Cincinnati OH 01/1998 Present
  • 01/1998 → Present
    Fidelity Brokerage Services, Inc.
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-21
S63 Uniform Securities Agent State Law Examination 1998-04-23
  • S66 Uniform Combined State Law Examination
    2025-10-21
  • S63 Uniform Securities Agent State Law Examination
    1998-04-23
Other Names
  • Christopher William Broering

View on SEC IAPD

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