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Scott Johnson

Empower Capital Management, LLC

Rocky Hill, CT

Greenwood Village, CO

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Current Employers
Empower Capital Management, Llc

8515 East Orchard Road, 2T3, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-02-21
  • CT RA
    APPROVED
    Since 2023-02-21

Branch Locations

Rocky Hill, CT • United States

8515 East Orchard Road, 2T3, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Services, Llc. Hartford CT 12/2007 12/2022
Prudential Insurance Company Of America Hartford CT 12/2007 03/2022
Global Portfolio Strategies, Inc. Hartford CT 04/2019 Present
Empower Hartford CT 04/2022 12/2022
Empower Financial Services, Inc Greenwood Village CO 12/2022 Present
  • 12/2007 → 12/2022
    Prudential Investment Management Services, Llc.
    Hartford, CT
  • 12/2007 → 03/2022
    Prudential Insurance Company Of America
    Hartford, CT
  • 04/2019 → Present
    Global Portfolio Strategies, Inc.
    Hartford, CT
  • 04/2022 → 12/2022
    Empower
    Hartford, CT
  • 12/2022 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
  • 2019-04-11 → 2022-12-13
    Global Portfolio Strategies, Inc.
    Hartford, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-03-14
  • S63 Uniform Securities Agent State Law Examination
    2008-03-14
Designations
Other Names
  • Scott D Johnson

View on SEC IAPD

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