Christopher Shannon Hudgens

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 10/2018
  Independent Financial Partners
  Brandon, FL
• 08/2010 → Present
  Lpl Financial, Llc
  Brandon, FL

Previous Registrations

• 2010-09-14 → 2018-12-27
  Independent Financial Partners
  Valrico, FL
  Riverview, FL
  Brandon, FL
• 2009-04-02 → 2010-08-23
  Raymond James Financial Services Advisors, Inc
  St. Petersburg, FL
• 2005-08-30 → 2009-10-10
  Raymond James Financial Services, Inc.
  St. Petersburg, FL
  St. Petersburg, FL
• 2004-03-04 → 2005-08-31
  Waddell & Reed
  St Petersburg, FL

Other Businesses

1. 12/4/2018 - Focus Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/15/2018 - 200 Hours Per Month/200 Hours During Securities Trading. 2. 12/13/2022 - CSHudgens Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/15/2018- 200 Hours Per Month/200 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-09-07