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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-21 |
Branch Locations
1500 Main Street 19Th Floor, Springfield, MA 01115 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Feeding Hills | MA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Feeding Hills | MA | 03/2020 | 03/2025 |
| Morgan Stanley Smith Barney Llc | Springfield | MA | 03/2025 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2025 | Present |
(1) 636646 - Rental Property; Investment Related; Old Saybrook, CT; Real Estate; Sole Proprietor/Owner; Start 25-August-2022; During business hours: 0; After business hours: 0; Joint Owner.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-09 |
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