Mark Richard Casto

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Creative Financial Solutions, Llc
  Washington C.H., OH
• 03/2014 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 03/2014 → Present
  Cambridge Investment Research Advisors Inc
  Fairfield, IA

Previous Registrations

• 2000-07-07 → 2014-03-21
  Wrp Investments, Inc.
  Youngstown, OH
  Washington C.H., OH
• 2000-02-24 → 2006-12-31
  Creative Financial Solutions, Llc
  Washington Court House, OH

Other Businesses

1. MARK CASTO, LLC, 310 E COURT ST. WASHINGTON COURT HOUSE, OH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. 04/19/00, INV REL, 2 HR/MO- 2/TRADING HR. 2. CREATIVE FINANCIAL SOLUTIONS, LLC; 310 E. COURT ST, WASHINGTON COURT HOUSE, OH 1/1/00 AS FINANCIAL PLANNER. DEVOTES 20 HR/WK; 15 HR/WK DURING TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-10/WK-10/TRADING. 03/05/14 4. G&M REAL ESTATE LLC, 5507 Locust Grove Rd SE, Washington Court House OH 43160, United States, 02/17/2022, member and manager, Real Estate, NIR, 1 HR/MO - 1 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-05-04

Designations

• Certified Financial Planner