Best Investors Account Sign in
Current Employers
The L. Warner Companies, Inc

9690 Deereco Road Suite 650, Timonium, MD 21093 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2009-05-08
  • MD RA
    APPROVED
    Since 2009-05-08

Branch Locations

9690 Deereco Road Suite 650, Timonium, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The L. Warner Companies, Inc. Timonium MD 03/2009 Present
M Holdings Securities Portland OR 04/2009 Present
Previous Registrations
  • 2008-11-14 → 2009-03-31
    Stanford Capital Management, Llc
    Baltimore, MD
  • 2007-12-04 → 2008-12-03
    Lutherville, MD
    Lutherville, MD
Other Businesses

1) THE L. WARNER COMPANIES INC.; 9690 DEERECO ROAD SUITE 650, TIMONIUM, MD 21093; 03/2009; SENIOR DIRECTOR; MEMBER FIRM ACTIVITIES RELATED TO INVESTMENTS AND INSURANCE; INVESTMENT RELATED; 200 HOURS/MONTH; 200 HOURS/MONTH DURING BUSINESS HOURS; WAGES/SALARY/TIPS. 2) SKIPEKEY LLC; 7522 LHIRONDELLE CLUB ROAD, BALTIMORE, MD 21204; 02/19/2019; OWNER; DISREGARDED ENTITY FOR ESTATE PLANNING PURPOSES; NOT INVESTMENT RELATED; 1 HOUR/MONTH; 1 HOUR/MONTH DURING BUSINESS HOURS; NO COMPENSATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-26
S63 Uniform Securities Agent State Law Examination 2005-03-21
  • S66 Uniform Combined State Law Examination
    2007-11-26
  • S63 Uniform Securities Agent State Law Examination
    2005-03-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Timonium, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor