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1001 Morehead Square Drive Suite 600, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-02-01 |
Branch Locations
1001 Morehead Square Drive Suite 600, Charlotte, NC 28203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 12/2019 |
| Westend Advisors, Llc | Charlotte | NC | 01/2020 | Present |
| Victory Capital Services, Inc | Charlotte | NC | 01/2022 | Present |
Emerald School Golf Tournament Committee; 4012 Central Avenue, Charlotte NC; Non-Investment Related; Member of the committee to assist in event organization; Start date 2/9/2026; 1 hr/month with 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-26 |
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