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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2019-09-05
  • IA RA
    APPROVED
    Since 2019-09-05

Branch Locations

13137 University Ave, Clive, IA 50325 • United States

Clive, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Des Moines IA 08/2009 09/2019
Raymond James & Associates, Inc. Des Moines IA 09/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-19
  • S66 Uniform Combined State Law Examination
    2004-07-19

View on SEC IAPD

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