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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-08 |
| TX | RA | APPROVED | 2024-04-08 |
Branch Locations
Atlantic Beach, NC • United States
2120 N Queen St [Office Of Convenience], Kinston, NC 28501 • United States
498 A Red Banks Boad, Greenville, NC 27858 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Kinston | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Kinston | NC | 11/2016 | 04/2024 |
| Wells Fargo Advisors Financial Network, Llc | Greenville | NC | 04/2024 | Present |
HOOD INVESTMENTS LLC, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START 2/21/2005, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTIES. NIXON'S PINEY WOODS FARM LLC, NOT INV RELATED, CHARLOTTE, NC, 12.5% OWNERSHIP, START 4/8/2008, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HUNTING CLUB. RENTAL PROPERTY, INV RELATED, WINTERVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START 2/21/2005, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, WINTERVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START 2/21/2005, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START 2/21/2005, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. NORTH LAKE SPORTSMAN'S CLUB LLC, NOT INV RELATED, FAIRFIELD, NC, 12.5% OWNERSHIP, START 12/1/2020, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS SEASONAL DUCKHUNTING HOUSE AND LAND. WHHS RE LLC, INV RELATED, GREENVILLE, NC, 25% OWNERSHIP, START 8/24/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, REAL ESTATE FOR FINET PRACTICE. WARNER, HOOD, HARDEE AND STROUD WEALTH ADVISORS LLC, INV RELATED, GREENVILLE, NC, 25% OWNERSHIP, START 11/13/2023, 4 HOURS PER MONTH, 1 HOUR DURING TRADING, FINET PRACTICE. DMH INDIVIDUAL LLC, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP, START 11/14/2023, 4 HOURS A MONTH, 1 HOUR DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-20 |
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