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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-08
TX RA APPROVED 2024-04-08
  • NC RA
    APPROVED
    Since 2024-04-08
  • TX RA
    APPROVED
    Since 2024-04-08

Branch Locations

Atlantic Beach, NC • United States

2120 N Queen St [Office Of Convenience], Kinston, NC 28501 • United States

498 A Red Banks Boad, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Kinston NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Kinston NC 11/2016 04/2024
Wells Fargo Advisors Financial Network, Llc Greenville NC 04/2024 Present
Previous Registrations
Other Businesses

HOOD INVESTMENTS LLC, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START 2/21/2005, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTIES. NIXON'S PINEY WOODS FARM LLC, NOT INV RELATED, CHARLOTTE, NC, 12.5% OWNERSHIP, START 4/8/2008, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HUNTING CLUB. RENTAL PROPERTY, INV RELATED, WINTERVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START 2/21/2005, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, WINTERVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START 2/21/2005, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START 2/21/2005, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. NORTH LAKE SPORTSMAN'S CLUB LLC, NOT INV RELATED, FAIRFIELD, NC, 12.5% OWNERSHIP, START 12/1/2020, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS SEASONAL DUCKHUNTING HOUSE AND LAND. WHHS RE LLC, INV RELATED, GREENVILLE, NC, 25% OWNERSHIP, START 8/24/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, REAL ESTATE FOR FINET PRACTICE. WARNER, HOOD, HARDEE AND STROUD WEALTH ADVISORS LLC, INV RELATED, GREENVILLE, NC, 25% OWNERSHIP, START 11/13/2023, 4 HOURS PER MONTH, 1 HOUR DURING TRADING, FINET PRACTICE. DMH INDIVIDUAL LLC, INV RELATED, GREENVILLE, NC, 100% OWNERSHIP, START 11/14/2023, 4 HOURS A MONTH, 1 HOUR DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-17
S63 Uniform Securities Agent State Law Examination 1998-05-20
  • S65 Uniform Investment Adviser Law Examination
    2004-09-17
  • S63 Uniform Securities Agent State Law Examination
    1998-05-20
Other Names
  • David Mills Hood

View on SEC IAPD

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