Stephanie Ann Stano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Lpl Financial Llc
  Greenwood Village, CO

Previous Registrations

• 2007-07-27 → 2013-07-02
  Lockton Investment Advisors, Llc
  Denver, CO
• 2006-07-17 → 2007-08-01
  Osaic Services, Inc.
  Denver, CO
• 2005-06-27 → 2006-05-15
  Principal Securities, Inc.
  Denver, CO
  Denver, CO

Other Businesses

1. 01/09/2014 - NO BUSINESS NAME - REAL ESTATE RENTAL - INV REL - 1% TIME SPENT - I MAINTAIN ONE PROPERTY THAT IS CURRENTLY BEING UTILIZED AS A RENTAL PROPERTY. THE RENT CURRENTLY PAYS FOR THE MORTGAGE. 2. 05/18/2015 - WESTERN WEALTH ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 6000 GREENWOOD PLAZA BOULEVARD, SUITE 100 GREENWOOD VILLAGE, COLORADO 80111 - START 05/01/2015 3. 05/26/2015 - WESTERN WEALTH BENEFITS; 401(K) & RETIREMENT PLAN CONSULTING - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 6000 GREENWOOD PLAZA BOULEVARD, SUITE 100 GREENWOOD VILLAGE, COLORADO 80111 - START 05/22/2015 4. 07/28/2015 - WESTERN WEALTH BENEFITS 401(K) & REIREMENT PLAN CONSULTING - INV REL - 6000 GREENWOOD PLAZA BOULEVARD, SUITE 100 GREENWOOD VILLAGE, COLORADO 80111 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 07/01/2015 - 0 HOURS PER MONTH - RETIREMENT PLAN CONSULTING SERVICES. 5. 8/23/2017 - Western Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/21/2017 - 0 Hours Per Month. 6. 03/04/2022 - No Business Name - Investment Related - Denver, CO 80209 - Real Estate Rental - Start Date: 1/4/2022 - 1 Hour Per Month/0 Hours During Securities Trading - Renting out residential property 7. 06/23/2023 - G&W Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/01/2023 - 15 Hours Per Month/ 15 Hours During Securities Trading 8. 12/06/2024 - NOVA Financial Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/22/2024 - 100 Hours Per Month/ During Trading 9) 05/13/2025 - NOVA Financial Solutions 401(k) & Retirement Consu - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/01/2025 - 100 Hrs/Mth - 100 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-06-23
• S63 Uniform Securities Agent State Law Examination
  2000-09-11