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James Allison

First Dominion Wealth Advisors LLC

Aiken, SC

CRD 3025394

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Employer firm

First Dominion Wealth Advisors LLC CRD 341571

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Dominion Wealth Advisors Llc

900 Trail Ridge Rd, Aiken, SC 29803 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-06-22
  • SC RA
    APPROVED
    Since 2026-06-22

Branch Locations

900 Trail Ridge Rd, Aiken, SC 29803 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Insurance North Augusta SC 01/2012 08/2019
Nationwide Securities, Llc Columbus OH 04/2017 08/2019
Self Employed Aiken SC 02/2008 04/2024
American United Life West Columbia SC 03/2024 Present
Oneamerica Securities West Columbia SC 05/2024 Present
  • 01/2012 → 08/2019
    Nationwide Insurance
    North Augusta, SC
  • 04/2017 → 08/2019
    Nationwide Securities, Llc
    Columbus, OH
  • 02/2008 → 04/2024
    Self Employed
    Aiken, SC
  • 03/2024 → Present
    American United Life
    West Columbia, SC
  • 05/2024 → Present
    Oneamerica Securities
    West Columbia, SC
Previous Registrations
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities, health)**Owner: First Dominion Financial Group, LLC - financial services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-04
S63 Uniform Securities Agent State Law Examination 2017-06-08
  • S65 Uniform Investment Adviser Law Examination
    2023-04-04
  • S63 Uniform Securities Agent State Law Examination
    2017-06-08
Other Names
  • James Allison
  • James Allison

View on SEC IAPD

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