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John Daniel Cote

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-18
RI RA APPROVED 2013-08-21
  • TX RA
    APPROVED_RES
    Since 2024-11-18
  • RI RA
    APPROVED
    Since 2013-08-21

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Ofa America, N.A. Lincoln RI 07/2008 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-19
S63 Uniform Securities Agent State Law Examination 1998-05-21
  • S66 Uniform Combined State Law Examination
    2013-08-19
  • S63 Uniform Securities Agent State Law Examination
    1998-05-21

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