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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-09-11 |
| TX | RA | APPROVED | 2023-09-11 |
Branch Locations
1508 Mountain View Road, Rapid City, SD 57702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Rapid City | SD | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Rapid City | SD | 09/2023 | 09/2023 |
| Lpl Financial Llc | Rapid City | SD | 09/2023 | Present |
1- 09/11/2023 - INTERGALACTIC MARKETING INC - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - NOT INVESTMENT RELATED - START DATE 1/1/1995 - 160 HRS MNTH/ 40 HRS DURING TRADING / 2- 09/11/2023 - OPPORTUNITYVILLE, LLC - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - NOT INVESTMENT RELATED - START DATE 07/15/2020 - 2 HRS MNTH / 1 HRS DURING TRADING 3- 09/11/2023 - MVP Properties LLC - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - NOT INVESTMENT RELATED - START DATE 07/01/2020 - 1 HRS MNTH / 1 HRS DURING TRADING 4- 09/11/2023 - BMS FINANCIAL ADVISORS. LLC - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - INVESTMENT RELATED - START DATE 06/01/2008 - 120 HRS MNTH / 120 HRS DURING TRADING 5. 08/15/2025 - Peak Pro Financial - Non-Variable Insurance - Agent - At Reported Business Location(s) - Inv Rel - Start date: 07/01/2025 - 1 HRS MNTH / 1 HRS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-17 |
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