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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-09-11 |
| TX | RA | APPROVED | 2023-09-11 |
Branch Locations
1508 Mountain View Road, Rapid City, SD 57702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maher Enterprises Inc | Rapid City | SD | 06/1996 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Bms Financial Advisers | Rapid City | SD | 06/2008 | Present |
| Osaic Wealth, Inc. | Rapid City | SD | 09/2023 | 09/2023 |
| Lpl Financial Llc | Rapid City | SD | 09/2023 | Present |
1) 08/2023 - BMS FINANCIAL ADVISORS, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 120 Hrs per month 2) 08/2023 - MAHER ENTERPRISES, Inc / Business Entity For Tax/Investment Purposes Only / Not Investment Related / RAPID CITY, SD / Start date 01/01/1998 - 10 Hrs per month 3) 08/2023 - 4M LAND COMPANY, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / RAPID CITY, SD / Start date 05/20/2020 - 4 Hrs per month 4) 08/2023 - DOUGLAS MAHER / Non-Variable Insurance / Inv. Related / RAPID CITY, SD / 04/01/1995 - 4 Hrs per month 5) 08/2023 - MVP PROPERTIES. LLC / Real Estate Rental / Owner of Real Estate Rental / Inv. Related / RAPID CITY, SD / Start date 06/01/2008 - 1 Hrs per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-17 |
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