Best Investors Account Sign in

Douglas Allen Maher

LPl Financial LLC

Rapid City, SD

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-09-11
TX RA APPROVED 2023-09-11
  • SD RA
    APPROVED
    Since 2023-09-11
  • TX RA
    APPROVED
    Since 2023-09-11

Branch Locations

1508 Mountain View Road, Rapid City, SD 57702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maher Enterprises Inc Rapid City SD 06/1996 Present
Sagepoint Financial, Inc. Phoenix AZ 01/2009 09/2023
Bms Financial Advisers Rapid City SD 06/2008 Present
Osaic Wealth, Inc. Rapid City SD 09/2023 09/2023
Lpl Financial Llc Rapid City SD 09/2023 Present
  • 06/1996 → Present
    Maher Enterprises Inc
    Rapid City, SD
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 06/2008 → Present
    Bms Financial Advisers
    Rapid City, SD
  • 09/2023 → 09/2023
    Osaic Wealth, Inc.
    Rapid City, SD
  • 09/2023 → Present
    Rapid City, SD
Previous Registrations
  • 2005-04-28 → 2023-11-09
    Bms Financial Advisors, Llc
    Rapid City, SD
  • 2005-10-31 → 2013-02-21
    Osaic Services, Inc.
    Rapid City, SD
  • 2002-04-05 → 2005-10-31
    Sunamerica Securities, Inc.
    Rapid City, SD
Other Businesses

1) 08/2023 - BMS FINANCIAL ADVISORS, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 120 Hrs per month 2) 08/2023 - MAHER ENTERPRISES, Inc / Business Entity For Tax/Investment Purposes Only / Not Investment Related / RAPID CITY, SD / Start date 01/01/1998 - 10 Hrs per month 3) 08/2023 - 4M LAND COMPANY, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / RAPID CITY, SD / Start date 05/20/2020 - 4 Hrs per month 4) 08/2023 - DOUGLAS MAHER / Non-Variable Insurance / Inv. Related / RAPID CITY, SD / 04/01/1995 - 4 Hrs per month 5) 08/2023 - MVP PROPERTIES. LLC / Real Estate Rental / Owner of Real Estate Rental / Inv. Related / RAPID CITY, SD / Start date 06/01/2008 - 1 Hrs per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-11
S63 Uniform Securities Agent State Law Examination 1998-03-17
  • S65 Uniform Investment Adviser Law Examination
    2002-02-11
  • S63 Uniform Securities Agent State Law Examination
    1998-03-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rapid City, SD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor