Best Investors Account Sign in

Anna Marie Steele

Morgan Stanley

Lincoln, NE

Omaha, NE

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-12
NE RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2019-03-12
  • NE RA
    APPROVED
    Since 2009-06-01

Branch Locations

1248 O Street Suite 1100, Lincoln, NE 68508 • United States

13625 California Street Suite 400, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Lincoln NE 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Lincoln, NE
Previous Registrations
Other Businesses

*491532- POA; Investment related -Yes; Lincoln, Nebraska; Successor Role; 02/2017; During business hours: 0; After business hours: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-31
S63 Uniform Securities Agent State Law Examination 2000-05-16
  • S65 Uniform Investment Adviser Law Examination
    2002-07-31
  • S63 Uniform Securities Agent State Law Examination
    2000-05-16
Other Names
  • Anna M Steele

View on SEC IAPD

Other Firms

AMERITAS ADVISORY SERVICES, LLC
AMERITAS INVESTMENT PARTNERS, INC.
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES

Other Investors

LINDA D THRAEN
THERESA JEAN OCHS
JULIE ANN SCHADT
JEREMY MICHAEL ROBSON
SCOTT RAYMOND FARMEN
JEFFREY BRIAN FERN
MICHAEL EUGENE SHOEMAKER
GARY LEON PETTITT

Other Offices

AMERITAS ADVISORY SERVICES, LLC · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
LPL FINANCIAL LLC · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
AMERITAS ADVISORY SERVICES, LLC · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
U.S. BANCORP ADVISORS, LLC · Lincoln, NE

More in Lincoln, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor