Leslie Hathaway Mciver

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 02/2019
  Bbtis
  Charlotte, NC
• 01/2016 → 02/2019
  Bb&T
  Charlotte, NC
• 01/2018 → 02/2019
  Bb&T Securities, Llc
  Charlotte, NC
• 03/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC

Previous Registrations

• 2018-01-02 → 2019-02-19
  Bb&T Securities, Llc
  Charlotte, NC
• 2016-01-20 → 2018-01-02
  Bb&T Investment Services, Inc.
  Charlotte, NC
• 2010-10-15 → 2016-01-25
  Lpl Financial Llc
  Charlotte, NC
  Charlotte, NC
• 2003-03-27 → 2009-06-03
  Banc Of America Investment Services, Inc.
  Charlotte, NC
  Charlotte, NC

Other Businesses

I*1351353 For profit or not for profit: Entity Charitable Name of outside business organization: Foundation Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Church or Religious Organization"] Position, title, association: ["Board Member"], Start date of relationship: 9/1/2023 Number of hours devoted: 4 hour(s) Yearly Number of hours devoted during trading hours: 1 Duties: , i, along with the other board members will meet, at most semi annually, to make distributions from the trust to recipients in accordance with the by-laws that are established by the trust

Exams

• S66 Uniform Combined State Law Examination
  2003-03-25
• S63 Uniform Securities Agent State Law Examination
  1998-04-09

Other Names

• Leslie Hathaway Mciver
• Leslie Mciver