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Jaime David Mcauliffe

Fisher Investments

Vernon, CT

Plano, TX

CRD 3024385

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-03
CT RA APPROVED 2017-06-20
  • TX RA
    APPROVED_RES
    Since 2022-11-03
  • CT RA
    APPROVED
    Since 2017-06-20

Branch Locations

Vernon, CT • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Windsor CT 09/2014 05/2017
Voya Financial Advisors Windsor CT 09/2014 05/2017
Fisher Investments Camas WA 06/2017 Present
  • 09/2014 → 05/2017
    Voya Financial
    Windsor, CT
  • 09/2014 → 05/2017
    Voya Financial Advisors
    Windsor, CT
  • 06/2017 → Present
    Fisher Investments
    Camas, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-12
  • S66 Uniform Combined State Law Examination
    2003-03-12

View on SEC IAPD

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