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One - 100Th Avenue Ne Suite 102, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-07 |
| OR | RA | APP_PEND_IARCE | 2026-01-07 |
| WA | RA | APPROVED | 2001-12-28 |
Branch Locations
One 100Th Avenue Ne Suite 102, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coldstream Securities, Inc. | Bellevue | WA | 04/1996 | Present |
| Coldstream Capital Management | Bellevue | WA | 05/1996 | Present |
| Coldstream Securities, Inc. | Bellevue | WA | 12/1998 | Present |
Roger's primary business activity is working as a registered investment advisor for Coldstream Wealth Management, an affiliate of Coldstream Securities Inc.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-03-01 |
| S65 | Uniform Investment Adviser Law Examination | 1998-05-01 |
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