Thomas Richard Mahowski

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2009-01-08

FL RA
APPROVED

Since 2009-01-08

Branch Locations

4100 4Th St N, Saint Petersburg, FL 33703 • United States

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

Seminole, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Tampa	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Tampa	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Tampa, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Tampa, FL

Previous Registrations

2005-02-02 → 2008-12-26

Banc Of America Investment Services, Inc.

Belleair Bluffs, FL

St. Petersburg, FL

St. Petersburg, FL
1998-04-30 → 2005-02-15

Citigroup Global Markets Inc.

Lakeland, FL

Other Businesses

RENTAL PROPERTY, INV RELATED, ST. PETERSBUG, FL, 100% OWNERSHIP, START DATE: 11/1/18, 2 HRS/MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-05-26
S63	Uniform Securities Agent State Law Examination	1998-05-08

S65 Uniform Investment Adviser Law Examination

1998-05-26
S63 Uniform Securities Agent State Law Examination

1998-05-08

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews