Shawn James Ezzo

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-06

TX RA
APPROVED

Since 2026-08-06

Branch Locations

Roanoke, TX • United States

100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Class Act School Packs, Llc	Dallas	TX	10/2004	03/2019
Stifel Nicolaus & Co Inc	Dallas	TX	01/2016	07/2026
Rbc Capital Markets, Llc	Dallas	TX	07/2026	Present

10/2004 → 03/2019

Class Act School Packs, Llc

Dallas, TX
01/2016 → 07/2026

Stifel Nicolaus & Co Inc

Dallas, TX
07/2026 → Present

Rbc Capital Markets, Llc

Dallas, TX

Previous Registrations

2016-01-21 → 2026-07-29

Stifel, Nicolaus & Company, Incorporated

Dallas, TX

Dallas, TX
2015-01-16 → 2016-02-18

Credit Suisse Securities (Usa) Llc

Dallas, TX
2014-02-24 → 2015-01-20

J.P. Morgan Securities Llc

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-02-21
S63	Uniform Securities Agent State Law Examination	2009-09-16

S65 Uniform Investment Adviser Law Examination

2014-02-21
S63 Uniform Securities Agent State Law Examination

2009-09-16