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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-24
  • TX RA
    APPROVED
    Since 2016-08-24

Branch Locations

13355 Noel Rd, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 08/2016 Present
Bank Of America, N.A. Dallas TX 01/2017 Present
Previous Registrations
Other Businesses

I*97179 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GARDNER TORREY LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: DALLAS, TEXAS 75220 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/23/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A LLC THAT MY WIFE AND I CREATED FOR INVESTMENT PROPERTIES. WE ARE BOTH 50/50 OWNERS. BUY HOMES, RE-MODEL AND SELL. I*559247 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Durango, Colorado, 81301 Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/1/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-02
  • S66 Uniform Combined State Law Examination
    2000-02-02

View on SEC IAPD

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