James Vincent Capitanello

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-09-01
NJ	RA	APPROVED	2023-09-01
NY	RA	APPROVED	2023-09-01

FL RA
APPROVED

Since 2023-09-01
NJ RA
APPROVED

Since 2023-09-01
NY RA
APPROVED

Since 2023-09-01

Branch Locations

Mahwah, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capacity Benefits & Financial Services Group, Llc	Upper Saddle River	NJ	01/2001	Present
Sagepoint Financial, Inc	Mahwah	NJ	01/2009	Present
Osaic Wealth, Inc.	Pearl River	NY	09/2023	Present

01/2001 → Present

Capacity Benefits & Financial Services Group, Llc

Upper Saddle River, NJ
01/2009 → Present

Sagepoint Financial, Inc

Mahwah, NJ
09/2023 → Present

Osaic Wealth, Inc.

Pearl River, NY

Previous Registrations

2017-09-07 → 2023-09-01

Osaic Services, Inc.

Pearl River, NY

Other Businesses

1. JIMCAP CONSULTING, LLC POSITION: Owner/President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2014 ADDRESS: 45 Devine Drive, Mahwah NJ 07430, United States DESCRIPTION: JimCap Consulting, LLC is set up for tax purposes and is paid commissions from Life, Disability and Long Term Care insurances directly from the insurance carriers. 2. RISK WEALTH RETIREMENT ADVISORS POSITION: Representative NATURE: DBA name, "Risk Wealth Retirement Advisors" INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/29/2023 ADDRESS: 1 Blue Hill Plaza, 12th Floor, Pearl River NJ 10965, United States DESCRIPTION: DBA name "Risk Wealth Retirement Advisors"

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-25
S63	Uniform Securities Agent State Law Examination	1998-08-27

S66 Uniform Combined State Law Examination

2017-08-25
S63 Uniform Securities Agent State Law Examination

1998-08-27

Other Names

James V Capitanello

View on SEC IAPD