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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-05-30
  • MI RA
    APPROVED
    Since 2017-05-30

Branch Locations

215 N Water St Ste 124B, Owosso, MI 48867 • United States

Perry, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Grand Blanc MI 06/2009 01/2017
Firstmerit Bank Grand Blanc MI 09/2009 01/2017
Wells Fargo Advisors Financial Network, Llc Lansing MI 01/2017 05/2017
Ameriprise Financial Advisors Inc. Lansing MI 05/2017 03/2020
Ameriprise Financial Services, Llc Owosso MI 03/2020 Present
Previous Registrations
  • 2017-01-30 → 2017-06-06
    Lafayette, IN
    Lansing, MI
  • 2009-07-07 → 2017-01-31
    Flint, MI
    Flint, MI
    Saginaw, MI
    New Lothrop, MI
    Durand, MI
    Otisville, MI
    Reese, MI
    Saginaw, MI
    Grand Blanc, MI
    Mt. Morris, MI
    Flint, MI
    Flushing, MI
    Midland, MI
    Hemlock, MI
    Davison, MI
    Durand, MI
    Grand Blanc, MI
    Brighton, MI
    Pinckney, MI
    Howell, MI
    South Lyon, MI
    Commerce Township, MI
    Novi, MI
    Howell, MI
    Ann Arbor, MI
    Grosse Pointe Woods, MI
    St. Clair Shores, MI
    Durand, MI
    Detroit, MI
    Southfield, MI
Other Businesses

Real Estate Ownership; Single Family; 26 Cottage LaneManistee, Mich 49660, ,; Not Investment-Related; 06/01/2017.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-30
S63 Uniform Securities Agent State Law Examination 1998-04-09
  • S66 Uniform Combined State Law Examination
    2009-06-30
  • S63 Uniform Securities Agent State Law Examination
    1998-04-09
Other Names
  • Kenneth J Williams

View on SEC IAPD

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