Michael Joseph Mccormick

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2011 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*432250For profit or not for profit: Entity For ProfitName of outside business organization: Gaucho & the Bandit LLCInvestment related: NAddress of business: Miami, Florida, 33133Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 6/2/2021Number of hours devoted: 0.33 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , This Florida LLC has been formed and has opened a BofA checking acct for the sole purpose of buying a pleasure boat with a boat partner. This is a non-operating company and there will be no commercial enterprise w/ the boat. I*1865319, Entity Type , Name of OBA: Corral Reef Yacht Club Address: Miami, Florida, 33133 Investment Related: No Position, Title, Association: Committee Employee Start Date: 07/15/2024 No Hours: 12 yearly No Hours during trading: 0 Duties: The entity is a local Miami yacht club. I have been nominated to serve as one of six members of the audit committee Duties include review of preliminary financial statements prior to Board of Director meetings. To discuss and prepare responses to the Auditor's Fraud Inquiry Letter. Review the Auditor's recommendations from the annual audit as well the Club's responses and to review the audited financial reports. I*4775305, Entity Type: Entity For Profit, Name of OBA: Toilsome Gaucho LLC, Address: Miami, Florida, 33133, Investment Related: N, Position, Title, Association: ["Director"], Employee Start Date: 07/07/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I have established a checking account with Bank of America in the name of the LLC. I will use this checking account to pay for the closing costs, maintenance, taxes, etc. That will be the extent of my responsibilities. This is an LLC that was created to own a second home (real estate) that belonged to my Mother. I am purchasing it through the LLC for estate planning and liability protection. I am the Director and my wife M P. M is a member.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-20
• S66 Uniform Combined State Law Examination
  1998-07-01

Other Names

• Michael J Mccormick